Regulatory Compliance

1 month ago

Lagos, Nigeria Proten Full time

Job Description

  • Monitor adherence to regulatory and business requirements, to ensure that the Bank continues to comply with AML/CFT/CPF regulatory requirements.
  •  Organize a schedule for Regulatory & LEA visits by Group heads and communicate to concerned group heads.
  •  Coordinate all management and staff invites to law enforcement, legislators, and regulatory authorities.
  • Establish healthy partnerships with Regulators and enforcement agencies.
  •  Receive letter of invitation from LEA / Legislators and liaise with the concerned staff for prompt response.
  • Obtain requests from legislators and other government agencies and respond promptly.
  •  To show the number of outstanding LEA letters yet to be attended to by the responsible officers
  •  On a monthly basis collate all accounts received from regulators and law
  • enforcement agencies and check if there are PNC and PND in the account. This is to ensure that all the accounts are restricted.
  • Review Compendium of outstanding LEA issues from Legacy Banks every week, perform environmental scanning for information on all outstanding
  • issues with Law Enforcement Agencies.
  •  Engage the various external and internal stakeholders on the observed changes to get detailed information about the development.
  • Identify cases with changes in status/development.
  • Prepare the Monthly Job Function Report not later than the 12th working day of a new month to the Team Lead and Unit Head, Regulatory Surveillance
  • Monitor adherence to regulatory and business requirements To ensure that the Bank continues to comply with AML/CFT/CPF regulatory requirements.

Qualifications/Experience

  • Degree holder in Accounting, Business law
  • Qualified as a CA or CPA or working towards becoming a qualified accountant.
  • Minimum 5 -10years of working experience in the financial industry
  • Detail-oriented, organized, skilled in multitasking, and a strong, supportive team player.
  • Proficient in computer skills and a good knowledge of Microsoft Office
  • Previous experience in or knowledge of financial regulation will be favorable.
  • Should be able to work on tight deadlines to ensure client deliverables are completed with accuracy and precision.
  • Diligent, flexible, detail-minded, proactive, and willing to learn.
  • Clear and concise written and verbal communication skills and ability to engage with diverse stakeholders across the region. 
  • Age:38 
  • Grade level :AM/DM

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