Risk and Compliance Officer

3 weeks ago


Lagos, Lagos, Nigeria DCSL Corporate Services Limited Full time

ABOUT THE COMPANY

DCSL Corporate Services Limited - Our client, a reputable Health Maintenance Organization, is currently recruiting suitable candidates to fill the following positions below:

JOB SUMMARY

Job RequirementsBachelor's Degree (Second Class Upper) or HND (Upper Credit) in any related discipline.Master's Degree in risk management, finance or related field is an advantage.Professional qualifications in risk management, finance or related field is an advantage.5 years' experience in risk and compliance in an investment management company, a capital markets firm, or a bank.SEC sponsored individual status is required.Excellent knowledge of rules and regulations issued by SEC, NGX, CBN, NFIU and other agencies that regulate the Investment Management Industry.

RESPONSIBILITIES

Ensure all investments are within the risk tolerance set for the specific portfolios (or within the guidelines of the Trust Deed for registered Collective Investment Funds).Monitor client deposits for compliance anti-money laundering rules.Send out periodic AML/CFT reports and prepare periodic SEC returns.Ensure zero regulatory infractions and no fines.Review internal processes to match changes in rules and regulations.Oversee compliance with company's internal processes and policies.Prepare monthly Risk Management & Compliance reports.Liaise with regulators SEC/NSE/NFIU/EFCC.Review of bank reconciliation statements & internal control reports.

REQUIRED SKILLS

Risk management, Bookkeeping, Compliance

REQUIRED EDUCATION

Bachelor's degree



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