Regulatory Compliance Director
7 hours ago
**Regulatory Compliance Director Position at HRD Solutions**
HRD Solutions is hiring a Regulatory Compliance Director to oversee our regulatory compliance efforts. This individual will be responsible for developing and implementing effective compliance strategies.
**Primary Responsibilities:**
- Develop and implement compliance policies and procedures.
- Identify, assess, and mitigate compliance risks.
- Develop and maintain risk management frameworks.
- Conduct regular audits and reviews.
- Investigate compliance breaches.
**Requirements:**
- Minimum of 3 years of experience in an Investment house in an Asset Management Firm.
- Minimum of Bachelor's Degree in Finance, Accounting, Economics, Statistics or another closely related field (ICAN, ACCA, CFA is an added advantage).
- Knowledge Capital Market products.
- Knowledge AML/CFT Frame Work and Implementation.
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