Legal and Compliance Trainee

4 weeks ago


Abuja, Nigeria E-Barcs Microfinance Bank Limited Full time

Job Description

  • Support and understudy the Compliance officer to:
  • Review of all relevant statutory laws and regulations applicable to the Company and ensure compliance with these
  • Ensure that business activities are conducted in conformity with all applicable laws, regulations, internal policies and procedures.
  • Ensure that all regulatory permissions remain current and appropriate for business needs.
  • Continual compliance risk assessment of company practices together with the development of internal policies and procedures, compliance training and protocols.
  • Serve as liaison for all regulatory bodies as well as maintaining relationships with relevant legal bodies and trade associations.
  • Keep abreast of regulatory developments and industry initiatives and advise management accordingly.
  • Liaise with third parties, together with the company’s management, that wish to understand the company’s control environment, compliance policies and procedures.
  • Provide reporting with respect to regulatory requirements and developments
  • Develop compliance checklists and prepare compliance reports, as and when due
  • Inform the Internal Audit unit of any findings as regards non-compliance that may require investigation
  • Ensuring compliance with best practices
  • Participate in Business Process Re-engineering exercises to ensure controls therein
  • Carry out review of SLA Manuals to ensure applicable regulatory laws are incorporated
  • Any other duties as required by the Unit head


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