team lead – sec regulated issuing house company

3 days ago

Lagos, Lagos, Nigeria Stresert Services Limited (Third party recruitment) Full time

Job Title: TEAM LEAD – SEC REGULATED ISSUING HOUSE COMPANY

Location: Ikoyi, Lagos

Job Summary:

The Team Lead will oversee the strategic and operational activities of the Issuing House, ensuring compliance with SEC regulations and delivering high-quality financial advisory and capital market services. This role requires a profession with some experience in investment banking, capital markets, and regulatory compliance in Nigeria.

Key Responsibilities:

Strategic Leadership

  • Develop and implement operational strategies aligned with the company's goals and SEC regulations.
  • Lead and manage the team of sponsored individuals and professionals involved in capital market transactions.

Capital Market Operations

  • Oversee the structuring, packaging, and execution of public offerings, private placements, and bond issuances
  • Coordinate the preparation of prospectuses, scheme documents, and other transaction-related materials.
  • Liaise with regulatory bodies including SEC, NSE, and FMDQ for approvals and compliance.

Client Advisory

  • Provide financial advisory services to corporate and government clients on capital raising and investment strategies.
  • Develop tailored solutions for clients seeking equity or debt financing.

Compliance & Governance

  • Alongside the Compliance Officer ensure full compliance with SEC's Investments and Securities Act (ISA) 2007 and all relevant rules and guidelines

Team Management

  • Mentor and supervise sponsored individuals and junior staff.
  • Foster a culture of professionalism, integrity, and continuous improvement.

Qualifications & Experience:

Educational Requirements

  • Bachelor's degree in Finance, Economics, Accounting, Law, or related field.
  • Master's degree or professional certifications (e.g., CFA, ACA, CIS) is an added advantage and SEC sponsored individuals is an added advantage.

Professional Experience

  • Minimum of 4–10 years experience in investment banking, issuing house operations, or capital markets
  • Proven track record in managing public issues, private placements, and bond issuances.
  • Experience working with regulatory bodies and understanding of SEC registration processes.

Regulatory Requirements

  • Must have participated in multiple capital market transactions with documented evidence.

Skills & Competencies:

  • Strong leadership and team management skills.
  • Excellent analytical and financial modeling capabilities.
  • Deep understanding of Nigerian capital market regulations.
  • Exceptional communication and stakeholder engagement skills.
  • Ability to manage multiple projects and meet tight deadlines.

Method of Application

Interested and qualified candidates should send their CVs to using TLFT-25 as subject of the mail.

Job Type: Full-time

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