Compliance Expert
1 month ago
The Compliance Expert - Risk Management Professional will be responsible for developing, implementing and overseeing compliance policies and procedures within HRD Solutions. This individual will work closely with various divisions, departments and units to identify and assess potential compliance risks, develop and implement measures to mitigate these risks.
Key Responsibilities:
- Develop, implement and oversee compliance policies and procedures.
- Monitor regulatory developments and changes to ensure that policies and procedures are up-to-date.
- Lead compliance training programs for employees to ensure they understand their role in maintaining compliance.
- Oversee the development and implementation of effective compliance monitoring programs.
- Third-Level review of account opening documents provided for KYC-adequacy and liaison with branches for remediation before transmission to regulators.
- Responding to enquiries from branches and regulators on AML Reporting issues.
- Review data for completeness and adequacy before submitting Currency Transaction Reports to NFIU.
Working Conditions:
The Compliance Expert - Risk Management Professional will primarily work in an office environment but may be required to travel occasionally to attend meetings or training sessions. The role may require extended hours or occasional weekend work to meet deadlines or respond to compliance-related issues.
Requirements
- A minimum of 10 years' working experience in compliance or related financial services area.
- Experience in compliance monitoring and audit/inspection programmes.
Estimated Salary: $120,000 - $180,000 per annum
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