Compliance Expert
8 hours ago
Job Summary
HRD Solutions is seeking a highly skilled SEC Compliance Officer to join our team. In this role, you will be responsible for ensuring adherence to SEC regulations, guidelines, and directives.
About the Role
We are looking for a seasoned professional with minimum 3 years of experience in an Investment house in an Asset Management Firm. Your expertise in SEC regulations and compliance risk management will be essential in developing and implementing effective policies and procedures.
Key Responsibilities
- Monitor and ensure adherence to SEC regulations, guidelines, and directives.
- Maintain up-to-date knowledge of SEC rules and regulations.
- Develop and implement compliance policies and procedures.
- Identify, assess, and mitigate compliance risks.
- Develop and maintain risk management frameworks.
- Conduct regular risk assessments.
- Prepare and submit all regulatory reports.
- Ensure timely submission of reports.
- Provide compliance training to staff.
- Conduct workshops and seminars.
- Develop, implement, and maintain internal control systems.
- Conduct regular audits and reviews.
- Investigate compliance breaches.
- Maintain compliance records.
- Liaise with regulatory bodies.
- Participate in industry forums.
Requirements
- Minimum of 3 years of experience in an Investment house in an Asset Management Firm.
- Minimum of Bachelor's Degree in Finance, Accounting, Economics, Statistics or another closely related field (ICAN, ACCA, CFA is an added advantage).
- Knowledge Capital Market products.
- Knowledge AML/CFT Framework and Implementation.
- Experienced with returns rendition and timeline.
- Ability to analyze large amounts of data and to compile detailed reports.
- High attention to detail and excellent analytical skills.
- Ability to work in a fast-paced, team-based environment with minimal supervision.
- Proficiency in Microsoft Office (Excel, Word, PowerPoint) is essential.
- Must be SEC sponsored individual.
What We Offer
- Estimated Salary: $350k - $500k per annum.
- A competitive salary package.
- Ongoing training and professional development opportunities.
- The chance to work with a dynamic and growing company.
About HRD Solutions
At HRD Solutions, we are committed to delivering exceptional results and exceeding client expectations. Our team of experts provides comprehensive solutions that meet the unique needs of each organization.
-
Compliance Expert
4 weeks ago
Lagos, Lagos, Nigeria HRD solutions Full timeAbout the RoleThe Compliance Expert - Risk Management Professional will be responsible for developing, implementing and overseeing compliance policies and procedures within HRD Solutions. This individual will work closely with various divisions, departments and units to identify and assess potential compliance risks, develop and implement measures to...
-
Lagos, Lagos, Nigeria Mwanga Full timeAbout MwangaMwanga is a dynamic startup looking for talented professionals to join our team. As a leading innovator in the industry, we strive to deliver exceptional results and drive growth.Job Title: Financial Expert with Strong Nigerian Accounting KnowledgeWe are seeking an experienced Financial Expert to join our team as an Accountant. This role involves...
-
Financial Expert for Healthcare Sector
7 days ago
Lagos, Lagos, Nigeria LD&D CONSULTING Full timeJob Title: Financial Expert for Healthcare SectorLocation: Lekki Phase 1, Lagos Employment Type: Full-Time, Onsite Industry: Healthcare Salary: ₦200,000 Gross Benefits: HMO, Pension, Annual BonusesWe are seeking an experienced financial professional to join our team in the healthcare sector. The ideal candidate will have a strong background in accounting...
-
Senior Internal Audit Expert
4 weeks ago
Lagos, Lagos, Nigeria Ascentech Services limited Full timeJob Summary:The Ascentech Services Limited is seeking a seasoned Senior Internal Audit Expert to join its team. This key role involves overseeing all internal auditing activities, analyzing financial processes, identifying risks, and evaluating controls to mitigate these risks.Audit Planning and Execution:• Plan and execute comprehensive internal audits...
-
Regulation Expert
6 days ago
Lagos, Lagos, Nigeria PST Full timeJob DescriptionWe are seeking a skilled Regulation Expert to join our team at PST.AG. As a key member of our Customs Tariffs department, you will play a crucial role in ensuring the accuracy and compliance of our database with regulatory changes.About the Role:Monitor and research international Customs Tariffs and duty rates to maintain up-to-date...
-
Global Sales and Partnership Development Expert
4 weeks ago
Lagos, Lagos, Nigeria Black Pen Recruitment Full timeAbout Black Pen Recruitment\Our client is a leading provider of innovative solutions in the African stablecoins space, committed to making stablecoins accessible and understandable for everyone.\Job Overview\We are seeking an experienced Sales and Partnership Development Expert to join our team. This role involves identifying sales opportunities, evaluating...
-
Equipment Maintenance Specialist
4 weeks ago
Lagos, Lagos, Nigeria Ascentech Services limited Full timeJob Title: Equipment Maintenance Specialist - Injection Molding and Blow Molding ExpertWe are seeking a highly skilled Equipment Maintenance Specialist with expertise in injection molding and blow molding processes to join our team at Ascentech Services Limited. This role is crucial for ensuring the smooth operation and maintenance of our production...
-
Senior Audit Expert
2 months ago
Lagos, Lagos, Nigeria Ascentech Services limited Full timeAt Ascentech Services limited, we seek a seasoned Senior Internal Auditor to lead our internal audit activities.About the Role:Plan and execute internal audits for designated business areas or departments, ensuring operational effectiveness and compliance with regulations.Conduct follow-up audits to monitor management's interventions and implement...
-
Operations Management Expert
2 weeks ago
Lagos, Lagos, Nigeria Jenniez School of African Interior Design Full timeJob SummaryThe Operations Manager at Jenniez School of African Interior Design will oversee the day-to-day management of the school's operations, ensuring efficiency and cost-effectiveness. This role involves developing operational policies and procedures to drive smooth business execution.Key ResponsibilitiesOperational Management: Oversee daily operations,...
-
Senior Trader
1 month ago
Lagos, Lagos, Nigeria Black Pen Recruitment Full timeJob SummaryBlack Pen Recruitment is seeking a skilled Commercial Trader to join our team. As a Senior Trader, you will be responsible for managing and growing revenue with existing client relationships, executing trades in collaboration with others, and providing excellent customer service.About the RoleThe ideal candidate will have strong trading experience...
-
Audit Manager
6 days ago
Lagos, Lagos, Nigeria BLAKSKILL LIMITED Full timeWe are seeking an experienced Audit Manager to join our team at Blakskill Limited in Lagos, Nigeria. The ideal candidate will have a strong background in assurance services, with the ability to deliver high-quality audits and lead large teams.Key ResponsibilitiesDeliver assurance services to a portfolio of international and local clients, ensuring compliance...
-
Insurance Underwriting Specialist
4 weeks ago
Lagos, Lagos, Nigeria CORNERSTONE Full timeWe are seeking an Insurance Underwriting Specialist at Cornerstone to join our team in the registration of insurance businesses. The successful candidate will be responsible for the sale of Life and General Businesses, including Annuity, Group Life, Group Accident, Motor insurance, Marine insurance, and insurance of properties.Key...
-
Senior Accountant Lead
1 month ago
Lagos, Lagos, Nigeria Black Pen Recruitment Full timeAbout the RoleWe are seeking a highly skilled Senior Accountant to join our team at Black Pen Recruitment. This is a full-time, permanent position that offers a competitive salary and opportunities for professional growth.As a Senior Accountant, you will be responsible for maintaining accurate and up-to-date financial records, conducting regular balance...
-
Location Manager
8 hours ago
Lagos, Lagos, Nigeria Filmmakers Mart Full timeAbout Filmmakers MartWe are a leading production company dedicated to delivering high-quality film and television content. Our team of experts works tirelessly to bring our projects to life, and we are seeking a skilled Location Manager to join our ranks.Job DescriptionWe are looking for an experienced Location Manager to oversee the acquisition and...
-
Operations Manager
2 months ago
Lagos, Lagos, Nigeria Kisha Immigration Full timePosition OverviewWe are seeking a highly skilled and detail-oriented Operations Manager to oversee our immigration-related operations. The ideal candidate will be responsible for ensuring compliance, efficiency, and excellent customer service.Key Responsibilities:Team LeadershipLead and motivate a team of immigration specialists and coordinators.Set clear...
-
Senior Fund Mobilization Specialist
2 months ago
Lagos Mainland Local Government Area, Lagos, Nigeria Elevated HR Limited Full timeJob Title: Senior Fund Mobilization SpecialistAt Elevated HR Limited, we are seeking an experienced Senior Fund Mobilization Specialist to join our team. As a key member of our treasury operations team, you will be responsible for driving deposit growth and development across various markets.**Key Responsibilities:**Develop and implement effective deposit...
-
Lagos, Lagos, Nigeria H. Pierson Associate Limited Full timeWearelookingforaCloud Computing...
-
Estate Property Manager
2 weeks ago
Lagos, Lagos, Nigeria Pruvia Integrated ltd Full timeJob Title: Estate Property ManagerWe are seeking a highly skilled and experienced Estate Property Manager to join our team at Pruvia Integrated Ltd.About the Role:The successful candidate will be responsible for the overall management of our estate, ensuring that all aspects of property maintenance, safety, and security are met.Responsibilities:Manage and...
-
QA (Quality Assurance) personnel
1 month ago
Lagos, Nigeria BananaCrystal.com Full timeJob Description: We are looking for an experienced Quality Assurance (QA) Expert with a strong background in financial or fintech services. The ideal candidate will have a minimum of 3 years working in quality assurance within a financial or fintech environment, demonstrating in-depth knowledge of industry-specific compliance, data security, and risk...
-
Operations Officer
3 months ago
Lagos, Nigeria Kisha Immigration Full timePosition Overview: We are seeking an experienced and detail-oriented Operations Manager with a strong background in immigration processes and regulations. The ideal candidate will be responsible for overseeing and optimizing our organization's immigration-related operations to ensure compliance, efficiency, and excellent customer service. The Operations...