
Financial Regulatory Advisor
3 days ago
Mute Swan Capital Limited is seeking a highly skilled Compliance Officer to join its team. The successful candidate will have a strong understanding of SEC regulations and be able to ensure adherence to these guidelines. Key responsibilities include developing, implementing, and overseeing compliance policies and procedures, conducting regular audits and assessments, and providing training and guidance to staff.
Required Skills and Qualifications:
- Bachelor's degree in Finance, Law, Business Administration, or a related field.
- Strong understanding of SEC rules and regulations.
- Minimum of 2 years experience in compliance or a related role within the financial services industry.
- Excellent analytical, communication, and interpersonal skills.
What We Offer:
A collaborative and professional work environment, opportunities for professional development and growth within the financial services industry, and a competitive salary.
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