Senior SEC Specialist

4 hours ago


Lagos, Lagos, Nigeria HRD solutions Full time

**Senior SEC Specialist Role at HRD Solutions**

We are looking for a highly skilled Senior SEC Specialist to join our team at HRD Solutions. This individual will be responsible for ensuring our company adheres to SEC regulations and guidelines.

**Key Responsibilities:**

  • Monitor and ensure adherence to SEC regulations, guidelines, and directives.
  • Develop and maintain risk management frameworks.
  • Conduct regular audits and reviews.
  • Liaise with regulatory bodies.
  • Participate in industry forums.

**Essential Qualifications:**

  • Minimum of 3 years of experience in an Investment house in an Asset Management Firm.
  • Minimum of Bachelor's Degree in Finance, Accounting, Economics, Statistics or another closely related field (ICAN, ACCA, CFA is an added advantage).
  • Knowledge Capital Market products.
  • Knowledge AML/CFT Frame Work and Implementation.


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