
Compliance Assurance Specialist
4 days ago
Job Overview
">We are seeking a meticulous and proactive Compliance Assurance Specialist - Risk Mitigation Expert to ensure compliance with internal policies, regulatory requirements, and industry standards.
This role plays a critical part in identifying risks, evaluating control systems, and recommending improvements to safeguard the organization's assets and operations.
">Key Responsibilities:
">- Audit Planning and Execution
- Risk Assessment and Control Evaluation
- Compliance Monitoring
- Reporting and Documentation
- Process Improvement
- Fraud Prevention
- Training and Support
Job Description
">Develop and implement risk-based audit plans and programs to ensure alignment with corporate governance practices.
Conduct internal audits across various departments to evaluate operational, financial, and compliance risks.
Identify areas of potential risk and assess the adequacy of internal controls.
Recommend improvements to strengthen control systems and mitigate risks.
Ensure compliance with relevant laws, regulations, and internal policies.
Review processes to ensure alignment with best practices.
Prepare detailed audit reports, summarizing findings, risks, and recommendations.
Presents reports to senior management and the audit committee, as necessary.
Work closely with management to implement audit recommendations.
Propose solutions to enhance operational efficiency and safeguard assets.
Investigate instances of fraud, irregularities, or non-compliance.
Develop strategies to prevent and detect fraudulent activities.
Educate employees on internal controls and compliance requirements.
Provide guidance to departments on implementing best practices.
Qualifications
">Bachelor's degree in Accounting, Finance, Business Administration, or a related field.
Professional certification such as CIA, CISA, or ACA/ACCA is highly preferred.
Experience: 3+ years of experience in internal audit, risk management, or compliance, preferably within the financial services industry.
Skills
">- Strong analytical and problem-solving skills.
- Excellent knowledge of audit methodologies, regulatory requirements, and risk management principles.
- Proficiency in audit software and Microsoft Office Suite.
- Exceptional communication and report-writing abilities.
- Attention to detail and a high level of integrity.
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