Financial Regulatory Expert

4 hours ago


Lagos, Lagos, Nigeria HRD solutions Full time

Key Responsibilities:

The successful candidate will be responsible for ensuring the company's compliance with SEC regulations and guidelines, including developing and implementing policies and procedures, conducting risk assessments and audits, providing training and guidance to staff, and staying up-to-date with changes in SEC regulations and guidelines.

Requirements:

  • Minimum of 3 years of experience in an Investment house in an Asset Management Firm
  • Minimum of Bachelor's Degree in Finance, Accounting, Economics, Statistics or another closely related field (ICAN, ACCA, CFA is an added advantage)
  • Knowledge Capital Market products
  • Knowledge AML/CFT Frame Work and Implementation
  • Experienced with returns rendition and timeline
  • Ability to analyze large amounts of data and to compile detailed reports
  • High attention to detail and excellent analytical skills
  • Ability to work in a fast-paced, team-based environment with minimal supervision.


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