SEC Compliance Officer

3 weeks ago


Lagos, Nigeria HRD solutions Full time

§ Monitor and ensure adherence to SEC regulations, guidelines, and directives.

§ Maintain up-to-date knowledge of SEC rules and regulations.

§ Develop and implement compliance policies and procedures.

§ Identify, assess, and mitigate compliance risks.

§ Develop and maintain risk management frameworks.

§ Conduct regular risk assessments.

§ Prepare and submit all regulatory reports

§ Ensure timely submission of reports.

§ Provide compliance training to staff.

§ Conduct workshops and seminars.

§ Develop, implement, and maintain internal control systems.

§ Conduct regular audits and reviews.

§ Investigate compliance breaches

§ Maintain compliance records.

§ Liaise with regulatory bodies.

§ Participate in industry forums.



Requirements

§ Minimum of 3 years of experience in an Investment house in an Asset Management Firm

§ Minimum of Bachelor's Degree in Finance, Accounting, Economics, Statistics or another closely related field (ICAN,ACCA,CFA is an added advantage)

§ Knowledge Capital Market products

§ Knowledge AML/CFT Frame Work and Implementation

§ Experienced with returns rendition and timeline

§ Ability to analyze large amounts of data and to compile detailed reports

§ High attention to detail and excellent analytical skills

§ Ability to work in a fast-paced, team-based environment with minimal supervision.

§ Proficiency in Microsoft Office (Excel, Word, PowerPoint) is essential

§ Must be SEC sponsored individual


Salary Range 350 - 500k



  • Lagos, Lagos, Nigeria HRD solutions Full time

    Job Title: Chief Compliance Strategist for Investment HousesAt HRD Solutions, we are seeking a seasoned SEC Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring adherence to SEC regulations, guidelines, and directives.About the Role:We are looking for a highly skilled professional with a strong...

  • Compliance Expert

    3 days ago


    Lagos, Lagos, Nigeria HRD solutions Full time

    Job SummaryHRD Solutions is seeking a highly skilled SEC Compliance Officer to join our team. In this role, you will be responsible for ensuring adherence to SEC regulations, guidelines, and directives.About the RoleWe are looking for a seasoned professional with minimum 3 years of experience in an Investment house in an Asset Management Firm. Your expertise...


  • Lagos, Nigeria HRD solutions Full time

    The Chief Compliance Officer will be responsible for developing, implementing and overseeing compliance policies and procedures within the organization. The Officer will work closely with various divisions, departments and units to identify and assess potential compliance risks develop and implement measures to mitigate these risks. DUTIES &...


  • Lagos, Nigeria HRD solutions Full time

    Job Summary: Identify and capitalize on business opportunities, develop and implement strategies to grow assets under management (AUM), and increase market share. Business Development: § Develop and execute business development strategies. § Identify potential clients and build relationships. § Pitch asset management services to prospects. § ...


  • Lagos, Lagos, Nigeria HRD solutions Full time

    Job Title: Chief Compliance OfficerAbout the Role:The Chief Compliance Officer will be responsible for developing, implementing, and overseeing compliance policies and procedures within the organization.Key Responsibilities:Develop and Implement Compliance Policies:Design, implement, and oversee compliance policies and procedures.Compliance Risk...


  • Lagos, Lagos, Nigeria HRD solutions Full time

    Job Description:The Chief Compliance Officer will be responsible for developing, implementing, and overseeing compliance policies and procedures within HRD Solutions. This officer will work closely with various divisions, departments, and units to identify and assess potential compliance risks, develop, and implement measures to mitigate these risks.Duties...


  • Lagos, Lagos, Nigeria Black Pen Recruitment Full time

    Job DescriptionWe are seeking a highly experienced Senior Legal Advisor to join our team at Black Pen Recruitment. As a key member of our client's legal department, you will be responsible for managing their legal and regulatory affairs function in Nigeria.Key ResponsibilitiesDevelop and implement strategies regarding regulation and licensing matters,...


  • Lagos, Lagos, Nigeria HRD solutions Full time

    Job Summary: We are seeking a highly skilled Compliance Manager to join our team at HRD Solutions. As a key member of the organization, you will be responsible for implementing and overseeing compliance policies and procedures to ensure we meet regulatory requirements.About You:You have a First Degree (or equivalent) in Law, Finance, Business or any related...

  • Fund Accountant

    3 weeks ago


    Lagos, Nigeria HRD solutions Full time

    § Daily/Monthly/Quarterly reconciliation of investment positions and fair market values. § Delivering accurate and timely production reporting to clients by ensuring efficient and accurate trade processing, NAV review, Corporate Actions processing, security valuation, financial statements production, query handling and other ad hoc reporting for...


  • Lagos, Lagos, Nigeria Black Pen Recruitment Full time

    OverviewWe are Black Pen Recruitment, and we are working with a leading on/off-ramp platform for stablecoins in Africa. Our client is dedicated to offering innovative solutions in the African stablecoin space.SalaryNegotiable, dependent on experience (circa £60,000 - £90,000 per annum)Job DescriptionOur client seeks an experienced Senior In-House Counsel...


  • Lagos, Lagos, Nigeria HRD solutions Full time

    Job Title: Compliance Risk Manager">Job Overview:">We are seeking a highly skilled Compliance Risk Manager to join our team at HRD Solutions. The ideal candidate will be responsible for implementing and overseeing compliance policies and procedures within the organization to ensure that we meet regulatory requirements.">About the Role:">The Compliance Risk...

  • Compliance Expert

    4 weeks ago


    Lagos, Lagos, Nigeria HRD solutions Full time

    About the RoleThe Compliance Expert - Risk Management Professional will be responsible for developing, implementing and overseeing compliance policies and procedures within HRD Solutions. This individual will work closely with various divisions, departments and units to identify and assess potential compliance risks, develop and implement measures to...

  • Senior Legal Director

    2 weeks ago


    Lagos, Lagos, Nigeria Black Pen Recruitment Full time

    About the JobWe are seeking a highly experienced and skilled Senior Legal Director to oversee our legal and regulatory affairs function in Nigeria.This is an excellent opportunity for a seasoned lawyer to take on a leadership role and contribute to the growth of our business in the region.The successful candidate will have a law degree from a top-tier...

  • Visa Officer

    4 weeks ago


    Lagos, Nigeria DynamicPlusAdvisory Full time

    We are seeking for a visa officer who is familiar with Schengen countries well. Review and evaluate visa applications and supporting documents for accuracy, completeness, and compliance with immigration laws and policies. The counsellor and visa officer will provide guidance on educational opportunities, admissions processes, and career pathways to ensure...


  • Lagos, Lagos, Nigeria HRD solutions Full time

    **Job Summary**We are seeking a skilled Business Development Officer to join our team at HRD Solutions. This is an exciting opportunity to develop and implement strategies that drive business growth, increase market share, and enhance our assets under management.Key Responsibilities:Develop and execute business development strategies to capitalize on new...

  • Facility Officer

    2 months ago


    Lagos, Nigeria Jenniez School of African Interior Design Full time

    Job Title: Facility Officer Location: Jenniez School of African Interior Design Reports To: Operations Manager Job Summary: The Facility Officer will be responsible for maintaining and managing all aspects of the school’s facilities, ensuring they are safe, functional, and conducive to a productive learning environment. This role includes overseeing...

  • HSE Officer

    4 weeks ago


    Ijora Lagos, Nigeria SAMBUS GEOSPATIAL LIMITED Full time

    Job Description: We are seeking a dedicated and experienced Health, Safety, and Environment (HSE) Officer to join our team. The HSE Officer will be responsible for ensuring compliance with health, safety, and environmental regulations, promoting a culture of safety, and implementing effective HSE policies and procedures. Key Responsibilities: Develop,...


  • Lagos, Nigeria Eazipay Full time

    Job Summary: The Human Resources Officer will oversee the Human Resources department, providing comprehensive HR support to the company. This role involves a wide range of duties, including recruitment, onboarding, employee relations, benefits administration, and ensuring compliance with laws, company policies, and procedures. Key Responsibilities: 1....

  • Inventory Officer

    2 weeks ago


    Lagos, Nigeria Mopheth Full time

    Position Overview: As an Inventory Officer, you will be responsible for managing and maintaining accurate inventory records across multiple store locations. Your primary duties will include conducting regular physical stock counts, ensuring inventory accuracy, and implementing best practices to optimize inventory management. Job...


  • Lagos Mainland, Nigeria Fort Knox Outsourcing Full time

    Job Title: FIRSTMONIE FIELD OFFICER Location: Lagos ( Ajegunle Trinity, Kofo Abayomi Apapa, Suru-Alaba, Tin Can Island, Point Road, Seme Border, Agidingbi, Ikeja Cantonment, Isaac John, Ire Akari, Okota, Ajao Estate, Matori) Employment Type: Full-time Net Salary: 116,000 Job Responsibilities Identification and onboarding of Firstmonie Agents. Prepare...